Associate/consultant (Grc)
6 months ago
Our aim at Waystone is simple: to enable our clients to navigate the complex regulatory environment with confidence. At Waystone, we have brought together the experience, the expertise and the global reach to give you the certainty you need to address the ever-changing regulatory world.
Qualifications and Experience:
An Associate must have a minimum of one-year experience either in Compliance, AML or at a
Regulator; and be educated to degree standard (or equivalent).
Management space, and able to act in a vigorous and independent manner to develop both
policy and culture across the organization.
Key Responsibilities:
- Provide day to day support to consultants in executing compliance and AML deliverables
- Review various materials to ensure compliance with various regulatory and legal requirements
- Identify potential risks and escalate for further review, as required
- Keep abreast of relevant laws, rules, and regulations and ensure that any changes to these are
reported and reflected in the relevant policies, procedures, and compliance programs
- Review & draft reports, such as SARs and STRs
- Assist with the client onboardings. (Including reviews of CDD/KYC documents and background
checks using world-checks screenings and media searches, etc.)
- Undertaking compliance monitoring programmes with detailed testing of a Firm’s systems and
controls, identifying weaknesses, and providing recommendations for remediation.
- Attend and contribute to internal meetings
- Work with senior staff in investigating and responding to raised compliance risk management
issues and prepare routine correspondence
- Assist with compliance updates
**What can we offer you?**
- A competitive salary
- 23 days holidays
- A highly collaborative work environment that will allow you to excel your career.
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