Compliance Officer

3 weeks ago


Dubai, United Arab Emirates Reliance Insurance Brokers Full time

Bachelor’s Degree: In business, finance, law, or a related field.

Certified Compliance and Ethics Professional (CCEP)

3-5 Years: Relevant work experience

Analytical and Problem-Solving: Ability to assess regulations and compliance issues.

Attention to Detail: Precision in reviewing policies and procedures.

Effective verbal and written skills for reporting and training.

Ability to collaborate with various stakeholders.

Commitment to compliance and ethical standards.

Understanding of the UAE’s regulatory environment and cultural context.

Ability to manage changes in regulations and business practices.

Familiarity with UAE Regulations: Knowledge of relevant laws (e.g., anti-money laundering, data protection).

Proficiency in tools used for compliance tracking and reporting.

Job Overview

The Compliance Officer is responsible for ensuring that the organization adheres to legal standards, regulatory requirements, and internal policies. This role involves assessing compliance risks and developing and implementing compliance programs. The Compliance Officer will collaborate with various departments to foster a culture of compliance and ethics throughout the organization.

Key Responsibilities:
Regulatory Compliance: Monitor and interpret laws and regulations applicable to the organization and ensure compliance.

Policy Development: Develop, implement, and maintain compliance policies and procedures.

Risk Assessment: Conduct regular compliance risk assessments to identify vulnerabilities and recommend corrective actions.

Training and Education: Provide training and resources to staff on compliance topics, ensuring awareness and understanding of compliance obligations.

Monitoring and Auditing: Conduct internal audits and compliance reviews to assess the effectiveness of compliance programs.

Reporting: Prepare and present compliance reports to management and the board of directors, highlighting compliance issues and risks.

Investigations: Lead investigations into compliance breaches or concerns, and implement corrective actions as necessary.

Stakeholder Collaboration: Work closely with various departments to ensure compliance is integrated into business practices.

Ability to commute/relocate:

- Dubai: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- Compliance Officer: 3 years (required)


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