Vp, Compliance

2 months ago

Abu Dhabi, United Arab Emirates Tandem Search Full time

**Title**: VP Compliance - Global Markets & Group Treasury

**Group**: Compliance

**Location**: UAE

**Job Type**: Full-Time

**Job Summary**:
Lead the local and International regulatory landscape for Global Markets and Group Treasury implementing these regulations if applicable within the UAE as best practice and future proofing. The role holder will put in place; governance, frameworks, systems, and controls to support the VP, Head of Compliance - Global Markets and Group Treasury (GM & GT) in executing his obligations when it comes to local & international regulations and best practices.

**Key Responsibilities**:

- Advise and support core topics impacting the UAE for GM and GT
- Provide support, advice and assistance to GM, GF and GT business lines when it comes to local and international regulations and best practices including but not limited to CBAUE, SCA, DFSA, FSRA, MiFID, Dodd Frank, Market Abuse Regulation, Benchmark Regulation, MAS, CFTC, SEC, HKMA etc.
- Contribute to the Compliance Risk Assessment for GM, GF and GT and support international compliance officers as and when needed.
- Conduct Compliance Monitoring Reviews as per annual compliance plan and on an ad-hoc basis as and when necessary.

**Qualifications & Experience**:

- Educated to a degree standard in management, Law, business, banking, finance, preferably with a certification in compliance
- Minimum of 8 years of experience in the financial services industry
- A minimum of 7 years of compliance experience covering public side activities.
- Excellent understanding of regional and international laws and regulations pertaining to Global Markets, Group Funding and Group Treasury
- Strong interpersonal, people management and facilitation skills with good leadership skills.
- Excellent project management skills

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