Compliance Intern

The Compliance Intern will assist the Compliance Manager and the wider Group Compliance & Rules Team in ensuring compliance with relevant regulations at local level. Responsibilities include monitoring the regulatory environment, developing policies and procedures, and collaborating with various departments to uphold compliance standards and establish best...

Client Onboarding & Management:Assist in customer onboarding & verification process,including documentation collection and validation to ensurecompliance with AML rules and regulations (internal as well as forclient).· Provide ongoing support toCompliance Team with respect to client reporting (internal) toinclude updates to project tracker, client...

The Role **Contract**: 6 months (paid internship) with possibility of extension About the Company: Founded in 1872, our client stands as one of the foremost global tire manufacturers. It distinguishes itself as the sole dedicated consumer tire company, encompassing car, motorcycle, and bicycle tires, along with related services. The company holds a unique...

Develop and implement company policies and regulations.Oversee all business operations relating to compliance including policies, investments, and procedures.Design and monitor control systems to deal with violations of legal rules and internal policies.Regularly assess the efficiency of control systems and recommend effective improvements.Review and...

Job Description: ABOUT THE FIRM Secretariat professionals are trusted in the highest-stakes legal, risk, and regulatory matters around the world. When you join Secretariat, you become part of a rapidly growing elite team of bright minds and passionate problem-solvers. Your skills and expertise will be utilized on day one - working with the world’s most...

Reporting To The Compliance Director You Will Lead research into the relevant local and international laws and regulations and to drive the implementation of internal policies and procedures.Review all ethics and compliance policies and procedures to ensure alignment with relevant laws and regulations.Establish and maintain a system and process to manage the...

**Position: Compliance Manager** Department: Legal Based in Dubai, UAE Type: Full Time - Onsite We seek a highly talented and detail-oriented Compliance Manager to join our dynamic team. You will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards in the United Arab Emirates (UAE) and...

**Job Post: Compliance Officer / AML Officer at Al Zahra Jewellery** Are you passionate about ensuring ethical business practices and safeguarding against financial crimes? Al Zahra Jewellery, a leading name in the jewelry industry, is seeking a dynamic and dedicated Compliance Officer / AML Officer to join our team. This is an excellent opportunity to play...

We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees’ work and provide advice on compliance. To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You should be...

Assist with compliance monitoring within the business;Providing oversight of Compliance for the business and external clients in order to identify, monitor and manage regulatory risks;Identify and analyse business risks (provide compliance advisory on expanding existing business lines as well as for new business opportunities for the entire Group);Ensure...

Job Information Industry - Legal & Compliance City - Dubai Country - United Arab Emirates As a Compliance Executive at Deriv, you will ensure that our group of companies worldwide conduct business operations in full compliance with regulatory requirements in their registered jurisdictions and globally. **Your challenges** - Work with the Head of...

Assist with compliance monitoringwithin the business;Providing oversight ofCompliance for the business and external clients in order toidentify, monitor and manage regulatoryrisks;Identify and analyse business risks(provide compliance advisory on expanding existing business linesas well as for new business opportunities for the entireGroup);Ensure fulfilment...

We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees’ work and provide advice on compliance. To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You should be...

Assist with updating procedures relating to the Department's process of utilizing the AML system - Monitoring regulatory changes associated with Financial Institutions and TFS, ensuring communication of new requirements and assisting the business and infrastructure areas in revising policy and process to meet new regulatory requirements, as appropriate -...

Reporting To The ComplianceDirector You WillLead research into the relevant localand international laws and regulations and to drive theimplementation of internal policies andprocedures.Review all ethics and compliancepolicies and procedures to ensure alignment with relevant laws andregulations.Establish and maintain a systemand process to manage the review,...

Reporting To The Compliance Director You WillLead research into the relevant local and international laws and regulations and to drive the implementation of internal policies and procedures.Review all ethics and compliance policies and procedures to ensure alignment with relevant laws and regulations.Establish and maintain a system and process to manage the...

**Compliance Officer Job Description**: This includes overseeing the daily operations, client onboarding processes, continuous monitoring, manual maintenance, staff training, preparation of annual DFSA/FSRA returns, and ensuring compliance with all internal policies and procedures and DFSA/FSRA recommendations. Directly reporting to the Managing Director and...

Compliance Officer (CFD Industry) Location: Dubai UAE Salary 25,000-30,000 - A minimum of 2 years of experience in a compliance role within the CFD industry in the UAE IS A MUST Description As a Compliance Officer with a minimum of 3 years of experience in the CFD industry in the UAE, you will play a pivotal role in ensuring adherence to all relevant...

**Responsibilities of Compliance Officer** - Be provided with enough resources including time, systems, tools, and support staff depending on the nature, size, and complexity of its business. - Be an Independent staff in the organization. - Report directly to the Owner; - Be provided with unrestricted access to all information related to products or...

Key Responsibilities:Assist in external reviews and audits.Execute the annual compliance plan under the direction and supervision of the Operations Manager.Facilitate the reporting of suspicious transactions.Perform compliance reviews.Prepare and update all risk and compliance-related manuals.Provide compliance advisory to business units and...