Compliance Officer

2 weeks ago

Dubai, United Arab Emirates Scattered Harvest Full time

Overview We are seeking a professional individual residing in Dubai to join our team as a Compliance Officer , responsible for ensuring that the company’s export and import operations comply with all applicable UAE laws, international trade regulations, customs requirements, sanctions, and internal compliance policies. The role supports risk mitigation, regulatory adherence, and ethical business conduct across all export and import activities. Key Responsibilities Ensure full compliance with UAE commercial, customs, export and import control, and trade regulations Customer adherence to company policies and procedures for orders and shipments Monitor adherence to international trade laws, sanctions, embargoes, and restricted party screening requirements Assistance with shipment documentation handover and correspondence Coordination with logistics and operations teams Oversee customer onboarding compliance, operate and oversee sanctions screening, KYC, and AML monitoring tools Liaise with UAE authorities, customs, free zone authorities, and regulatory bodies Review and approve export documentation including invoices, packing lists, certificates of origin, and shipping documents Maintain and update internal compliance policies, procedures, and SOPs Conduct internal compliance audits and risk assessments Investigate compliance breaches and recommend corrective actions Maintain compliance records and prepare weekly and monthly reports Customer creditworthiness assessment Assess customer risk profiles including credit risk, payment behavior, and jurisdictional exposure Support finance and management in defining credit-approved customers vs prepaid-only customers Flag high-risk customers, markets, or transactions for management approval Support mitigation structures such as advance payments, guarantees, or third-party payment agents Authority to block or elevate shipments that do not meet compliance or risk criteria Mandatory compliance clearance prior to shipment execution Direct access to senior management for high-risk or non-standard transactions Coordinate with ERP, customs portals, and logistics systems to ensure compliant data flows Key Compliance Areas UAE Federal Laws and Free Zone Regulations Customs and Export Documentation Compliance Trade Sanctions and Restricted Countries Screening Anti-Money Laundering (AML) and Counter Terrorism Financing (CTF) Corporate Governance and Ethics Skills & Competencies Strong analytical and risk assessment skills High attention to detail Excellent communication skills English and Arabic mandatory (Hindi is an added advantage) Ability to interpret laws and regulations High ethical standards and confidentiality Qualifications & Experience Bachelor’s degree in Law, Business Administration, International Trade, Finance, or related field. 3–5 years of compliance experience in export, logistics, or trading companies in the UAE. Strong knowledge of UAE regulatory framework and international trade laws. Compliance certifications (ICA, ACAMS) are an advantage. Should reside in the UAE with permitted work rights Key Performance Indicators (KPIs) Zero regulatory penalties or compliance breaches Timely completion of audits and reports Successful regulatory inspections #J-18808-Ljbffr

  • Compliance Officer

    2 days ago

    Dubai, United Arab Emirates Mizpah Management Solutions FZE-LLC Full time

    **Position: Compliance Officer** **Location: Dubai, UAE** **Industry: Financial Services (Exchange House)** **Salary: AED 15,000 per month** **About the Company** A licensed and long-standing financial institution in the UAE is seeking a qualified Compliance Officer. The organization operates within the currency exchange and remittance sector and is...

  • Compliance Officer

    7 days ago

    Dubai, United Arab Emirates MMC Corporate Full time

    We are seeking a Compliance Officer for our Dubai International Financial Centre (DIFC) Marsh and Mercer businesses. This key role will focus on ensuring adherence to DIFC/DFSA regulations, managing compliance risks, and maintaining the highest standards of ethical conduct. The Officer will be instrumental in upholding our reputation and integrity through...

  • Compliance Officer

    2 days ago

    Dubai, United Arab Emirates Reliance Insurance Brokers Full time

    Bachelor’s Degree: In business, finance, law, or a related field. Certified Compliance and Ethics Professional (CCEP) 3-5 Years: Relevant work experience Analytical and Problem-Solving: Ability to assess regulations and compliance issues. Attention to Detail: Precision in reviewing policies and procedures. Effective verbal and written skills for...

  • Compliance Officer

    1 week ago

    Dubai, United Arab Emirates ERKIDA Full time

    Ensure the organization complies with legal and regulatory requirements relevant to its operations - Develop, implement, and monitor compliance policies and procedures across all departments - Conduct regular audits and assessments to identify potential compliance risks - Provide training and guidance to employees on compliance-related matters - Investigate...

  • Compliance Officer

    2 weeks ago

    Dubai, Dubai, United Arab Emirates Savills Middle East Full time

    The RoleThe Compliance Officer will form part of the regional support team at Savills Middle East and will be responsible for assisting the Compliance department with AML compliance reviews and approvals after office hours.The position offers remote working with occasional office attendance as per business requirements, with working hours scheduled Monday to...

  • Compliance Officer

    2 days ago

    Dubai, United Arab Emirates Nexus Insurance Brokers Full time

    **Job Summary**: Compliance Officer should ensure that the company’s operations and business transactions comply with all relevant legal and internal regulations. This role involves contributing to the development and implementation of compliance programs, reviewing company policies, and advising management on potential risks. The Compliance Officer...

  • Compliance Officer

    1 week ago

    Dubai, United Arab Emirates Nexus Insurance Brokers Full time

    Compliance Officer should ensure that the company’s operations and business transactions comply with all relevant legal and internal regulations. This role involves contributing to the development and implementation of compliance programs, reviewing company policies, and advising management on potential risks. The Compliance Officer should have strong...

  • Compliance Officer

    4 days ago

    Dubai, United Arab Emirates A Leading Holding Company In UAE Full time

    The Role **Walk-In Interview**: Compliance Officer Mycon Marketing Management LLC. specializes in providing Marketing Services for Banking & Financial institutions With proven capabilities and flexibility with the timelines of requests and cost effectiveness; Mycon Marketing Management LLC team comes with over 15 years of UAE labor law experience,...

  • Compliance Officer

    1 week ago

    Dubai, United Arab Emirates Avyanco Business Consultancy Full time

    **Company**: Avyanco Business Consultancy LLC **Location**: Dubai, UAE **Department**: Compliance **Reports To**: Compliance Officer **Summary**: **Key Responsibilities**: - Assist in the development, implementation, and maintenance of compliance policies and procedures, ensuring alignment with UAE regulations. - Monitor and assess compliance risks...

  • Compliance Officer

    5 days ago

    Dubai, United Arab Emirates Stratum Owners Association Management Full time

    **Job Purpose**: The Compliance Officer ensures that the organization operates in accordance with legal and regulatory requirements, internal policies, and industry standards. This role plays a key part in identifying potential compliance risks, implementing controls, and promoting a strong culture of compliance throughout the organization. **Key...