Specialist - Regulatory Compliance

Found in: beBee S AE - 2 weeks ago

abudhabi, United Arab Emirates ADCB Abu Dhabi Commercial Bank Full time

Accountabilities: 


1. Regulatory and Compliance Advisory: Review, assess, advise on and obtain approval for all new and amendments to products services and business initiatives to ensure compliance risks are identified and appropriately mitigated Review, advise on and obtain approval on bank wide policies and procedures and client facing forms to ensure in line with regulatory requirements Conduct gap analysis on new/amended laws and regulations, interpret results, map the regulation to respective business units and release necessary communication; implement all new/amended regulations
across the Bank, its subsidiaries and Branches to ensure compliance with regulatory requirements Provide compliance advisory services for all ad-hoc requests and support/guidance on internal projects to ensure any compliance risks are identified and
mitigated/addressed Maintain the regulatory breach register and decide on materiality of issues to be reported to regulators,
maintain the Regulatory Matrix and ensure it is kept updated with latest regulation in order to run the compliance monitoring plan and the compliance self certification


2. Conduct Compliance: Administer the insider trading programme, including insiders list across the group, update records with Abu Dhabi Security Exchange (ADX) and manage blackout periods, to ensure compliance with SCA and ADX regulations Manage and administer other conduct compliance programmes (Whistleblowing, conflict of interest, Chinese walls etc.) and the Bank’s ABC programme to ensure they are managed effectively to mitigate conduct risk and accurate records are kept Contribute to/support the design and delivery of bank wide training in relation to conduct compliance and other regulatory implementations in order to advise and educate Bank employees and ensure fully compliant


3. Policies, Processes,Systems and Procedures: Adhere to all relevant organisational and departmental policies, processes, standard operating procedures and instructions so that work is carried out to the required standard and in a consistent manner while delivering the required standard of service to customers and
stakeholders


4. Self-Management: Manage self in line with the bank’s people management policies, procedures, processes and practices to ensure adherence and to maximise own contribution to business
performance


5. Customer Service: Demonstrate Our Promise and apply the ADCB Service Standards to deliver the bank’s required levels of service in all internal and external customer interactions

Skills

Minimum Experience: At least 7 years of experience in banking/financial services sector with at least 5 years in the compliance environment
Minimum Qualifications: Bachelor’s Degree in relevant specialization
Professional Qualifications: 


Knowledge and Skills: Knowledge of banking rules and regulations of UAE Knowledge of industry and global best practice

  • VP- Regulatory Compliance Enterprise

    Found in: beBee S AE - 3 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Company DescriptionNow it?s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We?re looking for the brightest and best to help us reach our goals and we?ll also help you reach yours. Your success is our success as you grow...

  • AVP- Regulatory Oversight

    Found in: beBee S AE - 4 weeks ago

    abu-dhabi, United Arab Emirates First Gulf Bank PJSC Full time

    AVP- Regulatory Oversight Full-time Division: Compliance Sub Division: Regulatory ComplianceCompany DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the brightest and best to help us...

  • AVP- Regulatory Oversight

    Found in: beBee S AE - 4 weeks ago

    abu-dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the brightest and best to help us reach our goals and we’ll also help you reach yours. Your success is our success as you...

  • AVP- Regulatory Management

    Found in: beBee S AE - 3 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Company DescriptionNow it?s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We?re looking for the brightest and best to help us reach our goals and we?ll also help you reach yours. Your success is our success as you grow...

  • AVP- Compliance

    Found in: beBee S AE - 2 weeks ago

    abu-dhabi, United Arab Emirates First Gulf Bank PJSC Full time

    AVP- Compliance - Global Corporate Finance Full-time Division: Compliance Sub Division: Compliance - Investment BankingCompany DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the...

  • AVP- Compliance

    Found in: beBee S AE - 2 weeks ago

    abu-dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the brightest and best to help us reach our goals and we’ll also help you reach yours. Your success is our success as you...

  • Director, Legal And Compliance Department

    Found in: beBee S AE - 4 weeks ago

    Abu Dhabi, United Arab Emirates Arab Monetary Fund Full time

    The Arab Monetary Fund (AMF) is an Arab regional organization based in Abu Dhabi, United Arab Emirates. Its main objective is laying monetary foundations of Arab economic integration and accelerating the process of economic development in all Arab Countries. AMF is seeking to recruit a “Director, Legal and Compliance Department” in the fund. Purpose: ...

  • Director, Legal And Compliance

    Found in: beBee S AE - 3 weeks ago

    Abu Dhabi, United Arab Emirates Arab Monetary Fund Full time

    The Arab Monetary Fund (AMF) is an Arab regional organization based in Abu Dhabi, United Arab Emirates. Its main objective is laying monetary foundations of Arab economic integration and accelerating the process of economic development in all Arab Countries. AMF is seeking to recruit a “Director, Legal and Compliance Department” in the fund. Duties &...

  • AVP- International Compliance

    Found in: beBee S AE - 2 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Company DescriptionNow it?s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We?re looking for the brightest and best to help us reach our goals and we?ll also help you reach yours. Your success is our success as you grow...

  • Chief Compliance Officer

    Found in: beBee S AE - 2 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Black & Grey HR is hiring for a client who operates a Multilateral Trading Platform in the UAE. Our client is looking to hire a Chief Compliance Officer who will be responsible forÿmonitors, oversees, and managing compliance issues and matters within their organization.- Overall responsibility for the relationship with FSRA and other regulators- Informing,...

  • Specialist- Collections

    Found in: beBee S AE - 1 day ago

    abu-dhabi, United Arab Emirates First Gulf Bank PJSC Full time

    Specialist- Collections Full-time Division: Group Credit Sub Division: Credit and Collections - Consumer BankingCompany DescriptionFollow up on all irregular overdue accounts allocated to the Collection Agencies and ensure resolution on accounts allocated as per target assigned to them through constant follow up, persuasion and negotiation with the...

  • Manager - Compliance & AML

    Found in: beBee S AE - 2 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Black & Grey HR is hiring for a client who operates a Multilateral Trading Platform in the UAE. Our client is looking to hire a Compliance & AML Manager who will be responsible forÿoperational processes and procedures using compliance/AML screening system and transaction monitoring system to ensure that the companyÿcomplies with FSRA standard regulations-...

  • Director- Legal And Compliance

    Found in: beBee S AE - 3 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    The Arab Monetary Fund (AMF) is an Arab regional organization based in Abu Dhabi, United Arab Emirates. Its main objective is laying monetary foundations of Arab economic integration and accelerating the process of economic development in all Arab Countries. AMF is seeking to recruit a ?Director, Legal and Compliance Department? in the fund.Purpose:As Legal...

  • VP- Compliance

    Found in: beBee S AE - 4 days ago

    abu-dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the brightest and best to help us reach our goals and we’ll also help you reach yours. Your success is our success as you...

  • VP- Compliance

    Found in: beBee S AE - 2 days ago

    abu-dhabi, United Arab Emirates First Gulf Bank PJSC Full time

    VP- Compliance - Commercial Banking Group Full-time Division: Compliance Sub Division: Compliance - CCB & InternationalCompany DescriptionNow it’s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We’re looking for the...

  • Customer Support Engineer

    Found in: beBee S AE - 3 weeks ago

    Abu Dhabi, United Arab Emirates DX Compliance Solutions Full time

    COMPANY OVERVIEW Our Mission is to make compliance for Banks and FinTechs easier by providing innovative AML compliance software, protecting Banks & FinTechs against $Multi-Billion fines by changing the way that AML Transactions Monitoring is done. JOB OVERVIEW We are looking for a Customer Support Engineer to join our Abu Dhabi team at Hub 71 to provide...

  • AVP- Regulatory Management

    Found in: beBee S AE - 2 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Company DescriptionNow it?s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We?re looking for the brightest and best to help us reach our goals and we?ll also help you reach yours. Your success is our success as you grow...

  • Customer Support Engineer

    Found in: beBee S AE - 4 weeks ago

    Abu Dhabi, United Arab Emirates DX Compliance Solutions Full time

    COMPANY OVERVIEW Our Mission is to make compliance for Banks and FinTechs easier by providing innovative AML compliance software, protecting Banks & FinTechs against $Multi-Billion fines by changing the way that AML Transactions Monitoring is done. JOB OVERVIEW We are looking for a Customer Support Engineer to join our Abu Dhabi team at Hub 71 to...

  • AVP- Regulatory Reporting

    Found in: beBee S AE - 4 weeks ago

    abu-dhabi, United Arab Emirates First Abu Dhabi Bank Full time

    Company DescriptionAre you a highly ambitious Emirati with 3+ years of banking experience, looking to accelerate your path to leadership?Join our Future leaders program – a role-based development journey, with a chance to progress to a senior leadership role with the UAE’s leading bank. Job DescriptionJOB PURPOSE: •     Preparation, consolidation,...

  • VP- Compliance

    Found in: beBee S AE - 4 weeks ago

    Abu Dhabi, United Arab Emirates beBee S AE Full time

    Company DescriptionNow it?s your time to join the #1 bank in the Middle East and one of the most prestigious financial companies in the region. Shaking up the world of banking requires a lot of smarts and skill. We?re looking for the brightest and best to help us reach our goals and we?ll also help you reach yours. Your success is our success as you grow...